Consultation papers seek feedback from stakeholders on matters ASIC is considering, such as proposed relief or proposed regulatory guidance.
Papers currently open for public comment
CP 293 Revising the market licence regime for domestic and overseas operators
Released 20 July 2017. Comments close 31 August 2017.
CP 292 Implementing the financial benchmark regulatory regime
Released 17 July 2017. Comments close 21 August 2017.
CP 291 Reporting rules: Derivative retail client money
Released 11 July 2017. Comments close 8 August 2017.
CP 290 Sell-side research
Released 30 June 2017. Comments close 31 August 2017.
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